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Operational guide · SMS process

Emergency Preparedness and Contingency Plan

Having a written emergency plan is not enough: the ISM Code requires proof, through regular drills, that the crew could really carry it out.

emergency preparednesscontingency planISM par. 8drill

Operational Explanation

The ISM Code (paragraph 8) requires the Company to identify potential shipboard emergencies and establish procedures to respond to them. Emergency preparedness has two main components: contingency plans, which define the best conceivable course of action to protect the ship, personnel and environment in each identified scenario, and regular drills and exercises, which verify the plan's effectiveness and the crew's actual readiness.

The plan must also specify the availability and maintenance of emergency equipment (lifeboats, firefighting equipment, alarms, communication devices), internal and external communication procedures during an emergency (including notifications to the competent authorities and to the Company's top management), and must be updated based on real experience gained, not left unchanged over time.

Regulatory Reference

ISM Code, paragraph 8 (Emergency preparedness), three paragraphs: identify potential emergency shipboard situations and establish procedures to respond to them (§8.1); establish programmes for drills and exercises (§8.2); provide in the SMS for measures ensuring the Company's organization can respond at any time (§8.3). The paragraph calls for the programme, not for an interval: the frequency of specific statutory drills is verified against SOLAS, flag requirements and the SMS, and maintenance and readiness of ship and equipment belong to §10 and the applicable statutory regime.

Scope of Application

Every ship subject to the ISM Code, for all plausible emergency scenarios identified by the Company based on ship type and area of operation.

Procedure / How to Complete It

  1. Identify, at Company and ship level, all plausible emergency scenarios (fire, flooding, blackout, man overboard, pollution, security).
  2. Develop a contingency plan for each scenario, defining roles, actions and the operational sequence.
  3. Schedule regular drills for each scenario, at the frequency required by SOLAS/ISM and the Company's internal procedure.
  4. Verify during every drill the availability and functioning of the emergency equipment relevant to the scenario.
  5. Update the contingency plan based on issues emerging from drills or real emergencies, documenting the changes made.

Practical Example

Example of application: after a fire drill reveals a delay in communication between the bridge and the engine room, the contingency plan is updated to clarify the communication sequence, and the next drill specifically verifies that the crew has taken the improvement on board.

What Typically Goes Wrong

Several analyses of maritime incidents have found that a formally complete emergency plan, never actually tested with effective drills, does not guarantee an adequate response when the emergency is real: the difference between a plan on paper and an effective response only shows up in repeated practical drilling.

Common Mistakes Mistake Library

MistakeConsequenceHow to avoid it
Drill conducted as a simple verbal announcement, without practical use of the equipmentCrew unprepared for the real use of emergency equipment when actually neededConduct drills with actual practical use of the equipment, not just announcements
Contingency plan never updated after a real emergency or a drill that revealed issuesThe same weaknesses recur in subsequent emergenciesAlways update the plan based on issues that emerge, documenting the changes
Emergency scenarios limited to traditional ones (fire, abandon ship), neglecting scenarios relevant to the specific ship typeLack of preparedness for plausible but less common emergencies (e.g. prolonged blackout, security)Identify emergency scenarios specific to the ship type and area of operation, not only the standard ones

What the PSCO Checks

PSCOs verify the regular conduct of drills through onboard records and, in some cases, require a demonstration drill during the inspection; a crew that carries out a drill mechanically and without coordination is a sign of inadequate preparedness.

Operational Tips

Preparation checklist

Educational checklist. This summary supports learning and preparation only. It does not replace the vessel’s approved procedures, manuals, statutory documents, company SMS, or applicable official requirements. Completing it demonstrates neither compliance nor readiness for an inspection: it shows that a list has been read, not that the ship is in order. Always verify the current documents carried on board.

FAQ

What is the difference between a contingency plan and a drill?
The contingency plan is the document defining the best course of action for an emergency scenario; the drill is the practical exercise that verifies whether the crew can actually carry out that plan.
Must the contingency plan be updated regularly?
Yes: the ISM Code requires a periodic review of the plan in the light of experience gained, including issues that emerge from drills or real emergencies.
What does a Port State Control Officer (PSCO) check regarding emergency preparedness?
They check the records of drills conducted, and in some cases may require a demonstration drill during the inspection, assessing the crew's coordination and real readiness.

Related Topics

Last substantive revision of this page: 29 August 2026 · page fingerprint ed7ddec84592